Information about MPM SWISS AG

The following information serves to fulfill the information obligations of financial service providers towards their customers in accordance with Art. 8 f. of the Financial Services Act ("FinSA"). The information is provided neither for advertising purposes nor does it constitute an offer for financial services or financial instruments.

1. Approval Status

1. MPM SWISS AG (the "Company") is a financial service provider within the meaning of FinSA with its registered office at Riedstrasse 11 in 6330 Cham, Switzerland.
   
   
2. The company is mainly active in the field of commercial asset management for individual clients.
   
   
3. The company is supervised by FINcontrol Suisse AG as asset manager in accordance with Art. 17 para. 1 FinIA.
   
   
4. The granting authority is the Swiss Financial Market Supervisory Authority FINMA.
   
   
   

2. Ombudsman

In accordance with Art. 74 et seq. FinSA, the company is affiliated with the ombudsman's office of the Swiss Financial Ombudsman's Office (FINOS), Talstrasse 20, 8001 Zurich. In the event of disputes with the company, private customers within the meaning of Art. 4 Para. 2 FinSA and professional customers within the meaning of Art. 5 Para. 1 FinSA can initiate mediation proceedings through the ombudsman.

3. Maintaining Contact

The Company and its customers are obliged to keep in touch with each other and to inform each other immediately of any changes in their contact details.

4. Management and deputy solution

With Michael Maier, the company has a qualified managing director within the meaning of Art. 20 para. 1 FinIA. In the event that he is unable to attend, Mr. Hans-Rudolf Wild is instructed to contact the customers in order to define the further procedure with them and the custodian banks and, if necessary, to process the contractual relationships with the customers. Hans-Rudolf Wild has contractually undertaken to treat all information which he receives from the financial institution within the scope of the mandate given to him and which is not publicly known as strictly confidential.

5. Business activity of the company

The business activities of the company include, in particular, discretionary asset management within the meaning of Art. 3 lit. c number 3 FinSA. In each case, asset management is based on a contract concluded in writing with the customer, which contains all information on the characteristics, functionality, rights and obligations of the customer as well as on the risks of the financial service provided. In order to exercise the mandate, the financial institution has the customer authorize the respective custodian bank.

6. Finanical Services Risks

The risks associated with the financial services provided are explained to the customer before the contract is concluded. Customers are asked to carefully read the information provided, in particular the brochure "Risks in Trading Financial Instruments" from the Swiss Bankers Association (https://www.swissbanking.ch/de/downloads), and to contact the company if they have any questions turn around.

7. Cost information

There are costs and fees associated with the services provided by the Company. These are disclosed to the customer before the contract is concluded and regulated in detail in the contracts. 

8. Third Party Fees

The company does not receive any remuneration from third parties in connection with the provision of financial services. Should the company exceptionally receive such remuneration, it will pass it on to the customer.

9. Beteiligung an und wirtschaftliche Bindungen zu Dritten

There are no economic ties between the company and third parties that could lead to a conflict of interest towards customers in connection with the provision of financial services.

10. Considered market offer

The Company only considers financial instruments from third parties when providing financial services.

11. Dealing with Conflicts of Interest

The company takes the necessary precautions to avoid conflicts of interest between itself or its employees and its customers and to protect customers from disadvantages. If a conflict of interest cannot be avoided, it is disclosed to the customer.

CHAM, 20.09.2023